COMPLIANCE MANAGEMENT SYSTEMS
COMPLIANCE ISN’T A MATTER OF CHOICE ANYMORE, IT’S THE LAW.
Let Profit Strategies help you with a compliance solution. We take a ground-up approach for compliance procedures and risk assessment required in dealerships. Our Compliance Division will work with your dealership to execute what the government requires for your dealership. We will provide you with comprehensive compliance audits, training and a customized program.
1. Third-Party Compliance Audits
Audits are a mandatory part of an effective compliance program. Profit Strategies conducts the audits for your dealership that are government required. These audits help to protect your dealership against potential employee fraudulent practices, as well as other potential litigation.
They include, but are not limited to, the following:
+ Safeguard Rule
+ Red Flags
+ Deal Jacket Audits
2. Compliance Solutions
Profit Strategies will use the information and findings from the audit to identify any compliance issues. We will then execute solutions to resolve any issues within your dealership.
3. Ongoing Training
We offer both in-dealership training to train and test your new hires before they begin employment. We also offer refresher training for existing employees.
All audits, training sessions, testing results are archived. This allows for easy retrieval to your compliance initiatives as required by the government.
5. Compliant Resolution System
Profit Strategies offers a compliance resolution process that fully satisfies government requirements.
+ Documentation and formalization of your complaint management program
+ Complaint types and resolution codes mirror CFPB examination manual
+ Record, respond, resolve and remediate complaints in an appropriate manner
+ Enhance your customer’s experience throughout the product life cycle
+ Increase customer loyalty
+ Compliant management validates/invalidates policies/procedures as well as training
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